Pass it first time, before your start date. Free, no account, on your phone.
0 of about 20 minutes studied today
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Bars are FINRA's own weights, not ours. The fill is how much of each section you have taken to known or mastered.
Readiness estimate, uncalibrated.
Tracked units are the 11 of 34 outline items open today. This reading measures how much of what we teach you have proved, not how much of the whole exam, and it says so rather than flattering the number.
Section weights and item counts are FINRA's own published allocation for the SIE: 16 percent and 12 items, 44 percent and 33 items, 31 percent and 23 items, 9 percent and 7 items, of the 75 scored questions.
Heaviest and least known first, at a pace you can actually run. The full mock sits two thirds of the way through.
Straight numbers, because the gaps matter more to you than the totals.
11 of the outline's 34 items are open to study today, carrying 116 rule screens and 136 checked questions. The other 23 are being written. Of 113 video lessons, 19 are published and 67 are recorded and waiting. If your weakest area is one of the items marked below as being written, you will need another source for it this cycle, and that is worth knowing now rather than in week three.
| Outline item | Screens | Questions |
|---|---|---|
| 1.1.1 The Securities and Exchange Commission (SEC) | 6 | 12 |
| 1.1.2 Self-regulatory Organizations (SROs) | 6 | 13 |
| 1.1.3 Other Regulators and Agencies | 11 | 15 |
| 1.1.4 Market Participants and their Roles | 8 | 12 |
| 1.2.1 Types of Markets | 7 | 12 |
| 1.3.1 The Federal Reserve Board’s Impact on Business Activity and Market Stability | 5 | 12 |
| 1.3.2 Business Economic Factors | 7 | 12 |
| 1.3.3 International Economic Factors | 6 | 12 |
| 1.4 Offerings | 14 | 12 |
| 2.1.1 Equity Securities | 14 | 12 |
| 2.1.2 Debt Instruments | 32 | 12 |
| 2.1.3 Options | being written | |
| 2.1.4 Packaged Products | being written | |
| 2.1.5 Municipal Fund Securities | being written | |
| 2.1.6 Direct Participation Programs (DPPs) | being written | |
| 2.1.7 Real Estate Investment Trusts (REITs) | being written | |
| 2.1.8 Hedge Funds | being written | |
| 2.1.9 Exchange-traded Products (ETPs) | being written | |
| 2.2 Investment Risks | being written | |
| 3.1.1 Orders and Strategies | being written | |
| 3.1.2 Investment Returns | being written | |
| 3.1.3 Trade Settlement | being written | |
| 3.1.4 Corporate Actions | being written | |
| 3.2.1 Account Types and Characteristics | being written | |
| 3.2.2 Customer Account Registrations | being written | |
| 3.2.3 Anti-money Laundering (AML) | being written | |
| 3.2.4 Books and Records and Privacy Requirements | being written | |
| 3.2.5 Communications with the Public and General Best Interest Obligations and Suitability Requirements | being written | |
| 3.3.1 Market Manipulation | being written | |
| 3.3.2 Insider Trading | being written | |
| 3.3.3 Other Prohibited Activities | being written | |
| 4.1.1 Registration and Continuing Education | being written | |
| 4.2.1 Employee Conduct | being written | |
| 4.2.2 Reportable Events | being written | |